CFTC Divisions Extend Time-Limited No-Action Relief from the Clearing and...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Divisions of Clearing and Risk (DCR) and Market Oversight (DMO) today each extended previously-issued no-action relief from the clearing and...
View ArticleCFTC Grants CME Clearing Europe Registration as a Derivatives Clearing...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an order granting CME Clearing Europe Limited (CMECE) registration as a derivatives clearing organization (DCO)...
View ArticleCFTCâs Division of Swap Dealer and Intermediary Oversight Issues...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Swap Dealer and Intermediary Oversight today provided no-action relief to futures commission merchants (FCMs) and introducing...
View ArticleCFTC Unanimously Approves Proposed Rules Establishing Swap Dealer and Major...
The U.S. Commodity Futures Trading Commission (CFTC) today unanimously approved proposed rules establishing swap dealer (SDs) and major swap participant (MSPs) minimum capital requirements.
View ArticleCFTC Reproposes Position Limits Rule
The U.S. Commodity Futures Trading Commission (CFTC) today voted unanimously to repropose regulations implementing limits on speculative futures and swaps positions as called for in the Dodd-Frank Wall...
View ArticleCFTC Releases Rule Enforcement Review of ICE Futures U.S.
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (Division) announced today that it has issued the results of a rule enforcement review of ICE Futures U.S.
View ArticleCFTC Staff Issues No-Action Relief from the Inter-Affiliate Exemption from...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Clearing and Risk (DCR) today issued no-action relief to swap market participants to permit a provision of the inter-affiliate...
View ArticleCFTC Staff Issues Time-Limited No-Action Relief for Entities Submitting Swaps...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (Division) today announced time-limited no-action relief to entities submitting swaps for clearing by derivatives...
View ArticleCFTC Staff Issues Time-Limited No-Action Relief for Derivatives Clearing...
The U.S. Commodity Futures Trading Commissionâs (CFTC ) Division of Market Oversight (Division) today announced time-limited no-action relief to derivatives clearing organizations (DCOs) and...
View ArticleCFTC Submits Proposed Consent Order to Federal Court in Chicago that Would...
The U.S. Commodity Futures Trading Commission (CFTC) announced that it submitted a proposed Consent Order that would resolve its civil enforcement action in the U.S. District Court for the Northern...
View ArticleFederal Court Orders IB Capital FX, LLC, Michel Geurkink, and Emad Echadi to...
The U.S. Commodity Futures Trading Commission (CFTC) obtained a Consent Order against Defendants IB Capital FX, LLC (a/k/a IB Capital FX (NZ) LLP) d/b/a IB Capital (IB Capital), Michel Geurkink, and...
View ArticleFederal Court in Chicago Orders U.K. Resident Navinder Singh Sarao to Pay...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Andrea R. Wood of the U.S. District Court for the Northern District of Illinois entered a Consent Order against Navinder Singh...
View ArticleCFTC Releases Annual Enforcement Results for Fiscal Year 2016
The U.S. Commodity Futures Trading Commission (CFTC) today released the agencyâs enforcement results for Fiscal Year 2016.
View ArticleCFTC Obtains $21.8 Million Default Judgment against Former CBOE Member Alvin...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Virginia Kendall of the U.S. District Court for the Northern District of Illinois entered an Order of default judgment and...
View ArticleCFTC Orders Paris-Based Société...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Société Générale SA for failing to properly report certain non-deliverable...
View ArticleNumerix Vantage Point Series | Transformation in...
If there is one phenomenon that holds distinctly true is that regulatory requirements are transforming the banking industryâand will do so for years to come. And while regulation is whatâs driving...
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2017 Briefing: What You Need to Know for the Year Ahead in Capital Markets
To Our Readers:A belated Happy New Year to our Numerix Blog readers, we raise our glass to you â our clients, peers and partners â thank you for entrusting us to bring you insights and research in...
View ArticleRecommended All-Share Merger Between London Stock Exchange Group Plc And...
London Stock Exchange Group plc ("LSEG") notes the 15 February 2017 announcement by Deutsche Börse AG ("Deutsche Börse") proposing to pay to their shareholders a €2.35 ordinary dividend per share for...
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