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Statement of Dissent by Commissioner J. Christopher Giancarlo Regarding...
Statement of Dissent by Commissioner J. Christopher Giancarlo Regarding Supplemental Notice of Proposed Rulemaking on Regulation Automated Trading
View ArticleConcurring Statement of Commissioner Sharon Y. Bowen on Supplemental Notice...
Concurring Statement of Commissioner Sharon Y. Bowen on Supplemental Notice of Proposed Rulemaking for Regulation AT
View ArticleCFTC Approves Final Rule Amending the Timing for Filing Chief Compliance...
The U.S. Commodity Futures Trading Commission (CFTC) today unanimously approved a final rule (Final Rule) amending a CFTC regulation addressing the timing for filing chief compliance officer annual...
View ArticleCFTC Staff Issues Results of Supervisory Stress Test of Clearinghouses
The Staff of the U.S. Commodity Futures Trading Commission (CFTC) today issued a report detailing the results of a supervisory stress test of major clearinghouses. The purpose of the analysis was to...
View ArticleCFTC Division of Market Oversight Reminds Market Participants of the Upcoming...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (Division) today reminds all participants in CFTC-regulated derivatives markets of the upcoming scheduled...
View ArticleCFTC Unanimously Approves Final Rule Amendments to its Regulations Regarding...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has unanimously approved amendments to its regulations applicable to the financial reports that commodity pool operators...
View ArticleCFTC Staff Issues Time-Limited Extension of Swap Data Reporting Relief for...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (Division) issued a time-limited no-action letter today that extends relief provided to certain CFTC-registered...
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