Federal Court Orders Scott Platto and His Company The Yorkshire Group, Inc....
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court default judgment Order Adopting the Report and Recommendation against Defendants The Yorkshire Group, Inc. and its...
View ArticleCFTC: Federal Court Orders Scott Platto And His Company The Yorkshire Group,...
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court default judgment Order Adopting the Report and Recommendation (Order) against Defendants The Yorkshire Group, Inc....
View ArticleFINRA Receives SEC Approval To Require Member Firms To Report Treasury...
The Securities and Exchange Commission has approved FINRA’s proposal to require its members to report certain transactions in Treasury Securities to FINRA’s Trade Reporting and Compliance Engine...
View ArticleBM&FBOVESPA Approves Object Trading For Direct Connection
BM&FBOVESPA announced today that it has approved Object Trading as a conformed ISV to handle market data, order entry, and pre-trade risk constraints, via its Direct Market Access (DMA) platform...
View ArticleRemarks At The National Society Of Compliance Professionals 2016 National...
Thank you for that very kind introduction and for inviting me to speak today. Before I start, I must provide our standard disclaimer that the views I express today are my own and do not necessarily...
View ArticleUS Federal Agencies Issue Advanced Notice Of Proposed Rulemaking On Enhanced...
The three federal banking regulatory agencies today approved an advance notice of proposed rulemaking (ANPR) inviting comment on a set of potential enhanced cybersecurity risk-management and resilience...
View ArticleFIA Welcomes Proposed Guidance On Central Counterparty Risk And Pushes For...
FIA joined four industry trade associations in a response to proposed guidance from the Committee on Payments and Market Infrastructures (CPMI), the International Organization of Securities Commissions...
View ArticleDash Financial Names Forefront Communications Agency Of Record
Forefront Communications Group, the boutique, trading technology-focused marketing and PR firm launched earlier this year, today announced that it has been retained by Dash Financial. Forefront will...
View ArticleMalawi Stock Exchange Weekly Trading Report - 21 October, 2016
Click here to download Malawi Stock Exchange's weekly trading report for week ending 21 October, 2016.
View ArticleKeynote Remarks of Chairman Timothy Massad at the Managed Funds Association...
Keynote Remarks of Chairman Timothy Massad at the Managed Funds Association Outlook 2016 Conference
View ArticleKeynote Remarks Of CFTC Chairman Timothy Massad At The Managed Funds...
Thank you for that kind introduction. I’m pleased to be with you today, and I thank you for inviting me.read more...
View ArticleIrish Stock Exchange Publishes Statistics For Q3 2016
Q3 2016 statistics show over 35,000 securities listed on ISE marketsread more...
View ArticleSpeech By Federal Reserve Governor Daniel K. Tarullo, At The Conference On...
Let me begin with the most prosaic of observations: The events of 2007-09 will be remembered not as a banking crisis, but as a financial crisis. Neither the origins nor the transmission of stress were...
View ArticleMIAX Options Exchange: System Settings For MIAX Complex Orders
MIAX recently received approval to trade Complex Orders on the Exchange (SR-MIAX 2016 26). Complex Orders will be available to trade on Monday, October 24, 2016 beginning with iShares Russell 2000...
View ArticleTOM MTF Statistics Week 42, 2016
Click here to download the weekly statistics update of TOM MTF for week 42, 2016.In week 42 a total of 533.678 equity and index option contracts were traded resulting in a TOM MTF market share versus...
View ArticleRemarks At 2016 Conference On Auditing and Capital Markets [1], SEC...
Good morning and thank you, Chairman Doty, for that kind introduction. Chairman Doty, Board Members Harris, Ferguson, Hanson, and Franzel, members of the Board staff, and distinguished guests, it is a...
View ArticleRemarks Of US Treasury Acting Under Secretary Adam Szubin On Countering The...
Thank you so much, Dean Nasr and Professor Cohen. And thank you to SAIS for hosting me today. Although this is my first time speaking formally at SAIS, I feel like I have a longstanding relationship...
View ArticleDecisions Taken By The Governing Council Of The ECB (In Addition To Decisions...
Collateral eligibility criteria and risk control measures for unsecured bank bondsread more...
View ArticleEU Budget: "We Have To Deal With The Problem Caused By Brexit"
The UK's decision to leave the Union will already affect the EU's budget for next year. "There has already been an unforeseeable situation and now we have to deal with this problem," said Jens Geier,...
View ArticleNigerian Stock Exchange Weekly Report For Week Ending 21 October 2016
A turnover of 674.721 million shares worth N7.657 billion in 12,290 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.163 billion shares valued at N9.251...
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