CFTC Issues Final Order to Exempt Certain Specified Transactions of Southwest...
The U.S. Commodity Futures Trading Commission (CFTC) today approved a final order in response to a petition from Southwest Power Pool, Inc. (SPP), a Regional Transmission Organization (RTO) regulated...
View ArticleStatement Of CFTC Commissioner J. Christopher Giancarlo On The Southwest...
I support this commonsense decision that it is not in the public interest to allow private lawsuits against electric utilities trading in wholesale energy markets.read more...
View ArticleFINRA Fines Merrill Lynch $2.8 Million For Systemic Reporting, Books And...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Merrill Lynch, Pierce, Fenner and Smith Inc. $2.8 million for systemic trade reporting, Order Audit Trail System...
View ArticleCFTC Issues Final Order To Exempt Certain Specified Transactions Of Southwest...
The U.S. Commodity Futures Trading Commission (CFTC) today approved a final order in response to a petition from Southwest Power Pool, Inc. (SPP), a Regional Transmission Organization (RTO) regulated...
View ArticleSEC Charges Bank Leumi With Conducting Unregistered U.S. Cross-Border Business
The Securities and Exchange Commission today announced that Israeli-based Bank Leumi has agreed to pay $1.6 million and admit wrongdoing to settle charges that it provided investment advice and induced...
View ArticleTreasury International Capital Data For August
The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for August 2016. The next release, which will report on data for September 2016, is scheduled for November...
View ArticleStatement Of CFTC Chairman Timothy Massad On The Southwest Power Pool Final...
I support this order, which comes after careful review of the issue, including comments from many market participants.read more...
View ArticleHong Kong's Securities And Futures Commission Reprimands And Fines FXCM Asia...
The Securities and Futures Commission (SFC) has reprimanded and fined FXCM Asia Limited (HK FXCM) (now known as Rakuten Securities Hong Kong Limited) HK$4 million for regulatory breaches in relation to...
View ArticleTokyo Stock Exchange: Handling Of TSE REIT Index Futures Contracts In...
Today, Tokyo Stock Exchange, Inc. (TSE) started gathering public comments concerning the transition in calculation methodology from “full-market capitalization weighting” to “free-float adjusted market...
View ArticleHong Kong's Securities And Futures Commission Welcomes Re-appointment Of...
The Securities and Futures Commission (SFC) welcomes the re-appointment by the Financial Secretary of Dr Kelvin Wong Tin-yau as a Non-Executive Director for a term of two years with effect from 20...
View ArticleJapan's Financial Services Agency: Comments For The Insurance Capital...
The FSA submitted comments to the Insurance Association of Insurance Supervisors (IAIS) regarding the ICS Second Public Consultation.read more...
View ArticleNyenburgh Holding B.V. : SIX Swiss Exchange Welcomes Newest Participant
Nyenburgh Holding B.V. starts trading on the highly liquid and efficient marketplace for Swiss and international securities.read more...
View ArticleDuco Continues Its Growth In Listed Derivatives Space With Two New Clients...
Duco, the global fintech provider of data control services, announced further growth in the listed derivatives space today at the 32nd FIA Expo in Chicago. Duco has signed two leading, global FCMs to...
View ArticleKeynote Remarks of Chairman Timothy Massad Before the Futures Industry...
Keynote Remarks of Chairman Timothy Massad Before the Futures Industry Association Futures and Options Expo
View ArticleNasdaq Corporate Solutions Brings Open Source Technology To Enhanced Investor...
Nasdaq Corporate Solutions, a business line ofNasdaq, Inc. (Nasdaq:NDAQ), today announced it will offer investor relations (IR) professionals an enhanced platform for their IR websites, powered by open...
View ArticleCME Group Collaborates With TickSmith To Provide Customer-Friendly Access To...
CME Group, the world's leading and most diverse derivatives marketplace, and TickSmith, a leader in Big Data applications for Capital Markets, today announced an initiative to improve access to CME...
View ArticleIPC Extends Financial Markets Network Products To Connexus Platform - Enables...
IPC, a leading global provider of secure, compliant communications and networking solutions for the financial markets community, announced today that it has extended its Financial Markets Network...
View ArticleKeynote Remarks Of CFTC Chairman Timothy Massad Before The Futures Industry...
Thank you for that introduction. I’m so pleased to be back with you today. I’m also grateful to the Futures Industry Association for the critical role it plays in our industry.read more...
View ArticleAdviceRobo Kicks Off A Seedrs Crowd Funding Campaign To Support Its European...
This week AdviceRobo, launched its Seedrs crowdfunding campaign. AdviceRobo is a top 100 European Fintech award winner and a leader in innovative credit scoring, advanced analytics and robo-advice...
View ArticleEurex Supports Market Participants And Regulatory Change With Total Return...
As of Friday, 2 December 2016, Eurex, Europe's largest derivatives exchange, will offer Total Return Futures on the EURO STOXX 50® Index. The new futures complement the Eurex suite of equity index...
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