Statement On The Final Rule On Exhibit Hyperlinks And HTML Format,...
Good morning. I would like to thank staff in the Division of Corporation Finance for their work on this final rule on exhibit hyperlinks and HyperText Markup Language or HTML formatting. In...
View ArticleInside The Mind Of A Scammer: FCA Reveals The Tactics Investment Fraudsters...
The Financial Conduct Authority (FCA) is urging over 55s to check investment opportunities are genuine before they part with their money. This comes as new research*, commissioned as part of the FCA’s...
View ArticleSEC Proposes Inline XBRL Filing Of Tagged Data
The Securities and Exchange Commission today voted to propose amendments intended to improve the quality and accessibility of data submitted by public companies and mutual funds using eXtensible...
View ArticleOffice Of Financial Research Update: New Public Disclosures Shed Light On...
The U.S. Office of Financial Research today posted a Viewpoint paper, entitled, “New Public Disclosures Shed Light on Central Counterparties.” The Viewpoint says reforms after the financial crisis...
View ArticleSEC Proposes Rule Amendments To Improve Municipal Securities Disclosures
The Securities and Exchange Commission (SEC) today voted to propose rule amendments to improve investor protection and enhance transparency in the municipal securities market. read more...
View ArticleOneChicago Announces Trading Volume For February 2017
OneChicago, LLC (OCX), a securities finance exchange, today announced its February 2017 volume of 853,126, an increase of 8% year-over-year. OneChicago is a CFTC and SEC regulated exchange offering...
View ArticleSEC Approves Rules To Ease Investor Access To Exhibits In Company Filings
The Securities and Exchange Commission today voted to adopt rule and form amendments to make it easier for investors and other market participants to find and access exhibits in registration statements...
View ArticleSIFMA Statement On DOL's Proposed 60-Day Delay And Review Of The Fiduciary Rule
SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on the Department of Labor's proposal to delay the fiduciary rule for 60 days and open a 45-day comment...
View ArticleOpening Statement On Inline XBRL Filing Of Tagged Data, SEC Acting Chairman...
Next on the agenda is a recommendation that the Commission propose to require the use of Inline XBRL for the financial statement information and mutual fund risk/return summary information that is...
View ArticleNew York Attorney General Eric T. Schneiderman Responds To Lamar Smith: We...
Today, New York Attorney General Eric T. Schneiderman responded to a subpoena issued by the Chair of the House Committee on Science, Space, and Technology, Republican Texas Congressman Lamar Smith. In...
View ArticleOpening Statement On Hyperlinks And HTML Adopting Release - SEC Acting...
Next, we will consider and vote on a recommendation from the Division of Corporation Finance to issue an adopting release that will modernize and update our disclosure rules. Today’s action will bring...
View ArticleOffice Of The Comptroller Of The Currency Releases CRA Evaluations For 17...
The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of February 1, 2017 through...
View ArticleOpening Statement On Proposed Amendment To Rule 15c2-12, SEC Acting Chairman...
We now turn to the recommendation from the Office of Municipal Securities to propose rule amendments that would improve public access to information about certain financial obligations incurred by...
View ArticleFINRA Bars Registered Representative For Unauthorized And Unsuitable Trading...
The Financial Industry Regulatory Authority (FINRA) announced today that it has barred former K.C. Ward Financial registered representative Craig David Dima for making unauthorized and unsuitable...
View ArticleOpening Statement On Request For Comment On Possible Revisions To Statistical...
As Supreme Court Justice Louis Brandeis once wrote, “sunlight is said to be the best of disinfectants; electric light the most efficient policeman.”[1] Yet lightbulbs must be replaced from time to...
View ArticleOCC Announces Cleared Contract Volume Down One Percent In February
OCC, the world's largest equity derivatives clearing organization, announced today that total cleared contract volume in February was 333,411,251 contracts, down one percent from February 2016 volume...
View ArticleSEC Posts Notice Of Availability Of IFRS Taxonomy - Foreign Private Issuers...
The Securities and Exchange Commission today published a taxonomy on its website so that foreign private issuers that prepare their financial statements in accordance with International Financial...
View ArticleEuropean Commission Presents White Paper On The Future Of Europe: Avenues For...
As announced in President Juncker's 2016 State of the Union speech, the European Commission today presented a White Paper on the Future of Europe, which forms the Commission's contribution to the Rome...
View ArticleSEC Votes To Seek Public Input On Possible Change To Industry Guide 3
The Securities and Exchange Commission today voted to publish a request for public comment on disclosures called for by Industry Guide 3 - Statistical Disclosure by Bank Holding Companies.read more...
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