SEC: Hedge Fund Firm And Supervisor Charged With Failing To Prevent Insider...
The Securities and Exchange Commission today announced that a hedge fund advisory firm and a senior research analyst have agreed to settle charges related to their failures to detect insider trading...
View ArticleOffice Of The Comptroller Of The Currency Releases CRA Evaluations For 26...
The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of September 1, 2016 through...
View ArticleSEC Adopts Rules To Modernize Information Reported By Funds, Require...
The Securities and Exchange Commission today voted to adopt changes to modernize and enhance the reporting and disclosure of information by registered investment companies and to enhance liquidity risk...
View ArticleIFDP 2016-1181: Can Learning Explain Boom-Bust Cycles In Asset Prices? An...
Colin Caines | Explaining asset price booms poses a difficult question for researchers in macroeconomics: how can large and persistent price growth be explained in the absence large and persistent...
View ArticleIFDP 2016-1182: Option-Implied Libor Rate Expectations across Currencies
Nick Gebbia | In this paper, I study risk-neutral probability densities regarding future Libor rates denominated in British pounds, euros, and US dollars as implied by option prices. I apply Breeden...
View ArticleSIFMA AMG Statement On Todayâs SEC Rulemakings
SIFMA’s Asset Management Group (AMG) issued the following statement on today’s rulemakings by the Securities and Exchange Commission (SEC) from Timothy Cameron, managing director and head of SIFMA AMG:...
View ArticleStatement On Adoption Of Investment Company Reporting Modernization, SEC...
In 2015, the Commission issued two proposals to modernize reporting requirements for registered investment advisers and registered investment funds. We adopted the first of these proposals in August....
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Tadawul Announce The Dissemination Of The Theoretical Open Price And Volume...
Further to the announcement published on Tadawul's website on 06-10-2016 related to the dissemination of the Theoretical Open Price and Volume, Tadawul hereby announces the start of disseminating the...
View ArticleADX Platform At GITEX2016: Digital Services To Complement The Objectives Of...
Abu Dhabi Securities Exchange (ADX) Chief Executive, Rashed Al Blooshi, said that ADX’s participation in GITEX Tech week is a giant step that complements the institutional efforts started 10 years ago...
View ArticleTehran Stock Exchange Data Disclosure
Based on Iran’s Securities and Exchange Organization new announcement, all listed companies have been mandated to disclose their monthly sales and production data to the public, mostly in 3 business...
View ArticleThe Saudi Stock Exchange Announces The Publication Of The Weekly Stock Market...
The total value of shares traded for the week ending 13 October 2016 amounted to SAR 14.83 billion, decreasing by 2.44% over the previous week; while total stock market capitalization reached SAR...
View ArticleOptimal trading policies for wind energy producer. (arXiv:1610.04458v1...
We study the optimal trading policies for a wind energy producer who aims to sell the future production in the open forward, spot, intraday and adjustment markets, and who has access to imperfect...
View ArticleTime-Varying Comovement of Foreign Exchange Markets. (arXiv:1610.04334v1...
A time-varying cointegration model for foreign exchange rates is presented. Unlike previous studies, we allow the loading matrix in the vector error correction (VEC) model to be varying over time....
View ArticleForum On Sci-Tech And Finance Work Of National High-tech Zones Was Held In...
On 13 Oct, 2016, a forum on the Sci-Tech and Finance Work of State High-tech Zones was held in Shenzhen by the Torch Center of the Ministry of Science and Technology and SZSE. During the forum titled...
View ArticleIntercontinental Exchange Announces Central Clearing For The LBMA Gold Price
Intercontinental Exchange (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today announced the introduction of central clearing for the...
View Article75 ASEAN Brokers Meet To Grow ASEAN Investment
The ASEAN Exchanges Chief Executive Officers convened this past weekend in Hanoi at the 25th ASEAN Exchanges CEOs meeting to further strengthen the ASEAN Asset Class and continue building cross border...
View ArticleBNP Paribas Selects Fidessa's Derivatives Trading Platform Supporting The...
Fidessa group plc (LSE: FDSA) has today announced that BNP Paribas has selected its derivatives trading platform to underpin the bank's futures and options agency trading business. Fidessa’s platform...
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