SEC Charges CEO And Paid Promoter With Fraudulently Promoting Stock Of Las...
The Securities and Exchange Commission today charged the CEO of a sexual health products retailer and a paid promoter with orchestrating fraudulent promotional campaigns to tout the company’s...
View ArticleSIFMA AMG Submits Comments To The SEC On The BCP Recordkeeping Proposal
SIFMA’s Asset Management Group (“SIFMA AMG”) today announced it has submitted a comment letter to the Securities and Exchange Commission (“SEC”) regarding the SEC’s proposal to require registered...
View ArticleLazard, Evercore and the TSLA/SCTY Deal: Keystone Kops or Crafty Bankers?
It is get easy to get outraged by events around you, even when that outrage is not merited. I have learned, through hard experience, that writing when outraged can be cathartic but it can also be...
View ArticleThe dividend problem with a finite horizon. (arXiv:1609.01655v1 [math.PR])
We characterise the value function of the optimal dividend problem with a finite time horizon as the unique classical solution of a suitable Hamilton-Jacobi-Bellman equation. The optimal dividend...
View ArticleCriteria for the Absense and Existence of Arbitrage in Multidimensional...
We derive abstract as well as deterministic conditions for the absence and existence of free lunch with vanishing risk, arbitrage, generalized arbitrage, and unbounded profit with bounded risk in a...
View ArticleSecurities Lending Strategies, Valuation of Term Loans using Option Theory....
We develop models to price long term loans in the securities lending business. These longer horizon deals can be viewed as contracts with optionality embedded in them and can be priced using...
View ArticleBM&FBOVESPA Market Holiday - Independence Day
There will be no trading or settlement on BM&FBOVESPA's markets on September 7.
View ArticleCME Group Announces CME Authorization To Provide OTC Clearing And Settlement...
CME Group, the world's leading and most diverse derivatives marketplace, today announced that Chicago Mercantile Exchange Inc. has been granted authorization to provide OTC clearing and settlement...
View ArticleASIC: Morgan Stanley Pays $123,750 In Infringement Notice Penalty
Morgan Stanley Australia Securities Limited (“Morgan Stanley”) has paid a penalty of $123,750 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”).read more...
View ArticleASIC: ING Bank Compensates Living Super Customers Due To Potentially...
ING Bank (Australia) Limited, the promoter and investment manager of the ING Direct Superannuation Fund (Living Super), will compensate around 24,500 members approximately $5.38 million following ASIC...
View ArticleMNI China Car Purchase Indicator: Chinese Car Buying Sentiment Rebounds In...
Chinese consumer sentiment towards the car market improved in August as consumers turned more enthusiastic about car buying conditions and revised lower their expectations for fuel prices. Car...
View ArticleNZX Investor Day 2016
NZX is hosting its annual Investor Day in Auckland today. read more...
View ArticleCredit Suisse Presents The 17th Asian Technology Conference In Taipei
Credit Suisse’s 17th Asian Technology Conference welcomes its highest number of participants in five years, with over 260 institutional investors and corporate representatives attending, against the...
View ArticleTokyo Commodity Exchange August Volume Averaged 88,802 Contracts Per Day,...
The Tokyo Commodity Exchange announced today that average daily volume for August 2016 was 88,802 contracts, down 27.3% month over month. TOCOM’s main contracts saw lower volume; Gold Standard deceased...
View ArticleQuayle Munro Advises FastMarkets On Its Sale To Euromoney Institutional...
Quayle Munro is pleased to announce that it has advised FastMarkets Ltd, a leading provider of real-time metals market information, on its sale to Euromoney Institutional Investor, for approximately...
View ArticleTokyo Stock Exchange: Publication Of "Final Report Of The Working Group...
The "Working Group on Shortening Stock Settlement Cycle" published the referential translation of the "Final Report of the Working Group on Shortening Stock Settlement Cycle in the Japanese Market."...
View ArticleAxiomSL Announces Expansion Of Its Switzerland Liquidity Solution To Include...
AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that it has expanded its liquidity reporting solution for financial firms in Switzerland to...
View ArticleGertrude Tumpel-Gugerell To Lead Valuation Of Past EFSF/ESM Programmes
Former ECB Executive Board member Gertrude Tumpel-Gugerell was appointed today as the high-level independent evaluator of past EFSF and ESM financial assistance programmes. She was appointed bythe...
View ArticleBSE And CMIE: India Consumer Sentiment Index Down 4.62% In Augâ16 -...
India consumer sentiment index fell by 4.62 per cent to 96.1 in August 2016, according to data on consumer sentiments by BSE and CMIE. Consumer sentiments regarding the current economic conditions fell...
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