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CFTC Orders J.P. Morgan Securities LLC to Pay $900,000 for Supervision Failures

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The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against J.P. Morgan Securities LLC for failing to diligently supervise its officers’, employees’, and agents’ processing of exchange and clearing fees it charged customers for trading and clearing Chicago Mercantile Exchange, Inc. products and products from certain other exchanges during 2010 to 2014.



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